Basal Cell Carcinoma
Elise Ng
Arielle Kauvar
BACKGROUND
Basal cell carcinoma (BCC) is the most prevalent malignant tumor of the skin. It is seen most often in fair-skinned middle-aged to older adults. Multiple clinicopathologic subtypes exist, the most common of which are the nodular, superficial, and pigmented variants. Less common subtypes include morpheaform, micronodular, cystic, basosquamous, and fibroepithelioma of Pinkus.
PRESENTATION
The clinical appearance of tumors often correlates with the subtype. Nodular BCCs tend to present as pearly papules with telangiectasias and rolled borders, whereas superficial tumors present as thin, erythematous scaly plaques, pigmented tumors display heavy pigmentation, and morpheaform tumors appear as scarlike, firm plaques. BCC is typically a slow-growing and locally destructive tumor, but a small subset can grow rapidly and behave more aggressively. Nevertheless, BCC carries a low mortality rate and metastasis is rare, estimated to occur in only 0.0028% to 0.5% of cases.1
DIAGNOSIS
Clinical Diagnosis
BCCs can be diagnosed clinically by their pearly or shiny appearance. Magnification or dermoscopy reveals characteristic arborizing telangiectasias. Superficial BCCs are thin, pink scaly plaques. Pigmented tumors exhibit heavy gray-brown pigmentation, and morpheaform
tumors appear as sclerotic white, firm plaques. BCCs often ulcerate, and patients typically give a history of a lesion that bleeds easily with minor trauma or a lesion that always forms a hemorrhagic crust without healing. The diagnosis of BCC is made through a skin biopsy.
tumors appear as sclerotic white, firm plaques. BCCs often ulcerate, and patients typically give a history of a lesion that bleeds easily with minor trauma or a lesion that always forms a hemorrhagic crust without healing. The diagnosis of BCC is made through a skin biopsy.
Histopathology
BCCs have varying histopathological patterns based on the subtype. Histopathologically, nodular BCC is characterized by islands of basaloid keratinocytes with peripheral palisading of nuclei. Apoptotic cells are frequently seen within these tumors. The tumor islands are surrounded by a fibromyxoid stroma, and there is typically a retraction space between the stroma and the tumor. Ulceration of nodular BCCs is common. Superficial BCC is characterized by multiple basaloid aggregates budding from the basal epidermis but not yet invading into the dermis. In superficial BCC, there are often skip areas between buds. Micronodular BCCs have similar features to nodular BCCs, but the tumor islands are much smaller and they can invade more aggressively through the dermis. Pigmented BCCs are similar to nodular BCCs but contain brown melanin pigment within the basaloid cells, and melanophages dispersed throughout. Morpheaform and infiltrative BCCs exhibit thin extensions and cords of basaloid keratinocytes that infiltrate through the dermis between collagen fibers. These typically lack classic findings such as peripheral palisading and stromal-tumoral retraction.2
Subtypes
Superficial
Nodular
Morpheaform/infiltrative
Pigmented
Differential Diagnosis
For nodular BCC:
Sebaceous hyperplasia
Adnexal neoplasms
Intradermal nevus
Merkel cell carcinoma
Squamous cell carcinoma (SCC)
Amelanotic melanoma
For superficial BCC:
SCC in situ
Psoriasis
Nummular dermatitis
For pigmented BCC:
Melanocytic nevus
Melanoma
Pigmented seborrheic keratosis
Dermatofibroma
For morpheaform BCC:
Scar
Morphea
Lichen sclerosus
PATHOGENESIS
Multiple risk factors are associated with the development of BCC. The predominant risk factor is ultraviolet light (UV) exposure, with heavy exposure in the childhood to adolescent years leading to latent onset of BCCs in adulthood.3 Accordingly, tumors are usually found on sun-damaged or previously irradiated skin. UVA, UVB, and ionizing radiation all increase the risk for BCC, and the cumulative effect, timing, and location of exposure are complex variables contributing to this increased risk.4 Other important risk factors include phenotypic characteristics that confer a greater susceptibility to damage by UV or ionizing radiation, such as fair complexion (Fitzpatrick type I and II skin), light (blond or red) hair color, and light eye color. Patients with underlying disorders such as albinism, in which skin pigmentation is absent, and xeroderma pigmentosum, in which there is a defect in DNA repair, are also at increased risk. In patients with nevoid basal cell carcinoma (Gorlin) syndrome, mutations in the PTCH1 (patched 1) gene, which codes for the sonic hedgehog receptor (SHH), are responsible for the development of BCCs.1,2,5
BCC is a tumor derived from the basal cells of the epidermis. Tumor cells carry a variety of mutations that drive proliferation. The most common genetic alteration is a mutation in the PTCH1 gene, which codes for Patched, the SHH receptor. Truncating mutations and allelic loss leading to loss of heterozygosity are most frequently observed. In tumors with an intact PTCH gene, activating mutations in the SMO gene, which codes for the Smoothened (SMO) receptor, have been detected. These two proteins are key components of the Hedgehog signaling pathway, which plays a critical
role in cell proliferation and development. Activation of SMO triggers activation of the transcription factor Gli, which in turn leads to transcription of downstream target genes. Patched normally inhibits SMO signaling. Inactivating mutations in Patched or activating mutations in Smoothened thus lead to uncontrolled cell proliferation.2
role in cell proliferation and development. Activation of SMO triggers activation of the transcription factor Gli, which in turn leads to transcription of downstream target genes. Patched normally inhibits SMO signaling. Inactivating mutations in Patched or activating mutations in Smoothened thus lead to uncontrolled cell proliferation.2
Point mutations in the p53 tumor suppressor gene comprise the second most common genetic abnormality in BCCs. The majority of these mutations are missense mutations C → T and CC → TT base substitutions, which are UV signature mutations. Less commonly, mutations in the CDKN2A locus, which encodes p16 and p14ARF proteins, which are critical for cell cycle arrest. Dysfunction of these proteins leads to uncontrolled cell proliferation. Interestingly, tumors can consist of subclones that share a common mutation but differ with respect to subsequent second or third mutations.
In addition to the mutations found in the nests of BCC tumor cells, interactions between BCC cells and surrounding stromal fibroblasts are critical to the continued tumor growth and survival exhibited by these tumors. BCC stroma demonstrates upregulation of growth factor receptors for PDGF, whereas tumor cells express the PDGF ligand. The rarity of BCC metastasis has been hypothesized to be attributable to this cross talk and the dependence of BCC tumor cells on its surrounding stroma.2
TREATMENT
Cutaneous malignancies should be approached with the primary end point of highest cure rate, whereas secondary considerations such as morbidity and aesthetic outcome continue to play a role in decision making. For these reasons, the following algorithmic approach is presented here and the treatment section is organized according to prioritization of treatment option progression.
Overview of Algorithm
A wide range of surgical and nonsurgical treatment modalities exists for the treatment of primary, localized BCC. The conventional and most commonly utilized methods include standard excision with postoperative margin assessment, Mohs micrographic surgery (MMS), and electrodesiccation and curettage (ED&C), given their high cure rates. Alternative treatment options include radiation therapy (RT), cryosurgery, photodynamic therapy (PDT), and topical medications such as imiquimod 5% cream and 5-fluorouracil (5-FU) 5% cream. More recently, the use of lasers has been investigated for the treatment of BCC, but this remains experimental and more research will be required before lasers are adopted into clinical practice for this purpose.
Various factors should be weighed when selecting the most appropriate therapy for a given patient. In addition to clinical measures, such as tumor characteristics, patient comorbidities, and the efficacy and side-effect profile of a given treatment modality, intangible measures, such as convenience, tolerability, and cosmetic outcome, also need to be considered (Algorithm 13.1.1).
Surgery
Surgical approaches represent the primary and most effective means of curative treatment and are the mainstay of treatment for localized BCC. Standard excision is typically utilized for lesions located in noncosmetically sensitive locations where tissue-sparing is not paramount. In low-risk locations such as the trunk and extremities, standard excision can achieve cure rates of over 95%.6,7 MMS, meanwhile, is the treatment of choice for tumors located in cosmetically sensitive or high-risk anatomic locations. It is also preferred for tumors that are recurrent or demonstrate high-risk, aggressive histology. MMS can achieve cure rates of up to 99% for primary tumors and 96% for recurrent tumors.8,9,10,11 Figure 13.1.1 shows a BCC before and after MMS and reconstruction with a wedge excision and advancement flap, with an excellent cosmetic outcome.
Electrodessication and Curettage
ED&C is usually reserved for well-defined, low-risk primary lesions located in noncosmetically sensitive areas. For these tumors, cure rates upward of 95% have been demonstrated and comparable with primary excision.12 ED&C should not be used for recurrent tumors or those with high-risk histologic growth pattern, for which cure rates as low as 40% have been observed.12,13 The technique should also be avoided for lesions that extend into the
subcutaneous fat, as this precludes the ability for proper tactile detection of a tumor-free dermal plane, as well as those that are located in areas with terminal hair growth, due to the potential risk of tumor extension down follicular structures.5 Figure 13.1.2 shows a typical hypopigmented atrophic scar from a superficial BCC after ED&C.
subcutaneous fat, as this precludes the ability for proper tactile detection of a tumor-free dermal plane, as well as those that are located in areas with terminal hair growth, due to the potential risk of tumor extension down follicular structures.5 Figure 13.1.2 shows a typical hypopigmented atrophic scar from a superficial BCC after ED&C.
ALGORITHM 13.1.1 Treatment for basal cell carcinoma. Low risk: Area L <2.0 cm; superficial histologic growth pattern. High risk: Area L ≥2.0 cm, Area M, Area H; immunosuppression; aggressive histologic growth pattern; perineural involvement; arising in prior radiated skin, traumatic scar, area of osteomyelitis or chronic inflammation or ulceration, or patients with genetic syndromes. Area H = “mask areas” of face, genitalia, hands, feet; Area M = cheeks, forehead, scalp, neck, pretibia; Area L = trunk and extremities (excluding pretibia, hands, feet, nail units, and ankles). 1Not indicated for Area L recurrent superficial BCC. 2Not indicated for Area L superficial BCC of any size in healthy patients or ≤1.0 cm in immunocompromised patients and Area L recurrent superficial BCC of any size in any patient. 3Not indicated for Area L superficial BCC of any size or nodular BCC ≤1.0 cm. 4For primary superficial BCC <2.0 cm in diameter. ED&C, electrodessication and curettage; MMS, Mohs micrographic surgery; SE, surgical excision; RT, radiation therapy; 5-FU, 5-fluorouracil. |
Radiation
Nonsurgical treatment modalities are considered second-line treatment options. RT can achieve cure rates of over 90% for primary tumors but is generally reserved for patients who cannot tolerate surgery or for whom surgery is impractical, as it carries the drawback of poorer cosmetic outcomes compared with other treatments. RT is also used as an adjunctive modality postoperatively to reduce the risk of recurrence in high-risk patients. Importantly, RT should be avoided in patients with conditions predisposing to cutaneous malignancy and younger patients for whom long-term adverse effects are a consideration.5
Topical Therapy
Topical therapies, such as imiquimod and 5-FU cream, cryosurgery, and PDT, are reserved for nonsurgical candidates who cannot undergo RT as they offer inferior cure rates.5
Cryosurgery
Cryosurgery is not commonly used because of its association with unfavorable cosmetic outcomes, although it has the potential to penetrate more deeply into tumors than topical therapies.
PDT and 5-FU
Imiquimod and cryosurgery have only been demonstrated to be effective for superficial and nodular tumors, whereas the use of PDT and 5-FU is mainly limited to superficial tumors.
Cosmetic Considerations
It is important for clinicians to note that cosmetic outcome is a particularly strong driver of patient preference and satisfaction. Studies have shown that cosmetic outcome may weigh just as heavily as, and in some cases is valued even more highly than, the likelihood of tumor recurrence in the eyes of the patient.14,15,16 Therefore, it is
critical to obtain a thorough understanding of the means by which to optimize cosmetic results both during and after treatment.
critical to obtain a thorough understanding of the means by which to optimize cosmetic results both during and after treatment.
Modalities Associated With the Most Favorable Cosmetic Outcomes
In general, the superficially acting topical therapies are associated with the most favorable cosmetic outcomes,17,18 with high patient satisfaction and little risk for scarring. In the only comparative trial of imiquimod, 5-FU, and PDT, all three modalities were found to yield similarly excellent cosmetic results.19 Given this advantage, topical modalities can prove to be a valuable therapeutic option for the aesthetically oriented patient. However, appropriate patient selection is critical, as all of these therapies are less effective than surgery and are reserved for BCCs with low-risk histology. The treatment of morpheaform or infiltrative tumors should be avoided due to the likelihood of insufficient depth of penetration of these medications.
Imiquimod. Imiquimod 5% cream is a topical immune response modifier that is Food and Drug Administration (FDA) approved for the treatment of primary superficial BCCs not larger than 2 cm in diameter located on the trunk, neck, or extremities excluding the hands and feet. Among the topical therapies, imiquimod has been demonstrated in a randomized controlled trial to have superior clinical efficacy compared with 5-FU and PDT for the treatment of superficial BCC.19,20 The overall efficacy of imiquimod 5% cream has been well studied and substantiated for the treatment of superficial BCC. Initial large, randomized, double-blind, vehicle-controlled studies showed complete histologic clearance rates of 79% to 88% with an application regimen of once daily for 6 weeks, with rest periods as needed.21,22,23 Subsequent studies confirmed that a comparable clearance rate of 80% to 84% can be expected with the FDA-approved dosing regimen of five times weekly for 6 weeks.24,25 The efficacy of imiquimod 5% cream for nodular BCC has not been well established, however, and it is not FDA approved for this indication. There is some limited evidence that it may be effective with daily use for 12 weeks,25 so a longer and more frequent treatment regimen is imperative if it is to be attempted for the treatment of nodular tumors.
Proper usage of imiquimod 5% cream entails application of the medication to the tumor as well as a 1 cm of normal skin surrounding it.26 The most common adverse effects associated with imiquimod 5% cream are local application site reactions in the form of erythema, edema, itching, pain, erosion, crusting, scaling, and ulceration. These occur frequently but range in severity and are dose dependent. Skin inflammation resolves in the weeks following treatment, and treatment sites usually heal without scars. To prevent scarring, monitoring for side effects and decreasing application dosages to avoid excessive blistering are required. Occasionally, hypopigmented scarring is observed, but overall, cosmetic results are often perceived as excellent, making it an appealing treatment option for patients.27 When used off-label for periocular tumors, conjunctivitis and ocular stinging are the most common ophthalmic side effects. Uncommonly, infection in the form of keratitis or preseptal cellulitis can also occur. To prevent these side effects, some advocate for the application of a lubricating or viscous gel in the conjunctival sac before treatment, frequent use of lubricating drops during treatment course, and copious irrigation with normal saline for any irritation.28,29
Photodynamic Therapy. PDT involves the application of a photosensitizing agent, usually aminolevulinic acid (ALA) or methyl aminolevulinate (MAL), to the skin followed by exposure to visible light for activation. Incubation times vary from 1 to 6 hours, and treatment of BCC requires a red light source operating in the 630-nm range for sufficient penetration. Numerous studies have investigated the efficacy of PDT for the treatment of primary and nodular BCC. Both ALA- and MAL-PDT have been shown to be effective and are able to achieve clearance rates of approximately 75% to 82% for superficial BCC.30,31,32,33 Response rates for nodular tumors are lower, and infiltrative or recurrent tumors fare even more poorly, with cure rates as low as 40%.34,35,36
A standardized protocol of two treatment sessions spaced 1 week apart is typically used for MAL-PDT, but treatment schedules with ALA-PDT are less well established.37 A higher number of treatment cycles,38 fractionated delivery of PDT,39 and the practice of preprocedure deep curettage40 may improve treatment response. Like imiquimod cream, PDT generally yields an excellent cosmetic outcome with little or no scarring. In randomized clinical trials, PDT has specifically been shown to have superior cosmetic outcomes compared with surgery31,41,42 or cryosurgery.17,30 The most commonly observed adverse effects are erythema,
edema, erosion, and crust formation, which heal over 2 to 6 weeks following treatment. Postinflammatory hypopigmentation and hyperpigmentation are rarely observed.37
edema, erosion, and crust formation, which heal over 2 to 6 weeks following treatment. Postinflammatory hypopigmentation and hyperpigmentation are rarely observed.37
PDT may be a particularly valuable treatment option for patients with basal cell nevus (Gorlin) syndrome, for whom multiple BCCs can cause overwhelming disease burden and render surgical modalities impractical and disfiguring. PDT has been shown to reduce tumor burden and may delay development of subsequent tumors in this these patients.43,44 European consensus recommendations regard MAL-PDT as safe and effective for superficial BCC of all sizes and nodular BCC <2 mm in thickness in these patients. Treatment algorithms should be tailored to the individual, and monthly treatments may be required in certain cases.45
5-Fluorouracil. Like imiquimod cream, 5-FU 5% cream is another topical agent approved for the treatment of superficial BCC less than 2 cm in diameter, but data to substantiate its efficacy are lacking when compared with other treatment options. FDA approval was obtained based on an unpublished study of 113 superficial BCC lesions that demonstrated a 93% clearance rate. A subsequent study funded by the drug manufacturer showed a similarly promising histologic cure rate of 90% among 31 tumors on the trunk and limbs.46 However, the mean time to clinical cure was 11 weeks, substantially longer than the FDA treatment recommendation of 3 to 6 weeks. The only study evaluating the long-term efficacy of 5-FU was a comparative prospective trial of 5-FU, PDT, and imiquimod. This study found a 3-year tumor-free survival of 68.2% for 5-FU, although this study used a shorter application regimen of twice weekly for 4 weeks20 Adverse effects from 5-FU are generally mild and limited to erythema and erosion, with little risk of scarring.20,46