Involutional Periorbital Changes: Dermatochalasis and Brow Ptosis

CHAPTER 6 Involutional Periorbital Changes


Dermatochalasis and Brow Ptosis




Introduction


With time, the tissues in the periorbital area and face tend to sag. The periocular changes include a drooping of the brow known as brow ptosis, excessive accumulation of skin in the upper lid known as dermatochalasis, and a prolapse of orbital fat in the upper and lower lids caused by weakening of the fibrous orbital septum and orbital connective tissues. Characteristic changes in the midface, lower face, and neck occur as well. These anatomic changes occur in all patients to some degree as they age. In some patients, family traits may cause an exaggerated aging process. In others, earlier trauma or facial nerve palsy may add to the involutional process.


In each case, you must understand the patient’s complaint regarding these changes. Many patients you see will complain about decreased vision due to the sagging tissues around the eye. Other patients may be more concerned about their appearance. One of the most important parts of the history-taking process is to understand the patient’s complaint so that the appropriate concerns are addressed during surgery. In this chapter, we will discuss the functional changes of the periocular region—those changes that affect the vision. In the next chapter, “Aesthetic Surgery of the Face,” we will discuss the aesthetic changes of the lower eyelids and face. There is a big overlap between the two approaches. Patients with functional changes have aesthetic issues and vice versa but, for the most part, your patients will be coming to you with complaints about how they see versus how they look. Part of your job is to sort out the relative importance of these complaints. In general, your aesthetic patients will be more demanding and require more time. Your reimbursement for treatment to improve “how the patient looks” will be much higher than for treatment to improve “how the patient sees.” In many cases, the operation will be the same or very similar. This can be a tricky area. Over time, you will develop your own ideas and learn to apply them on an individual basis.


A detailed examination will identify specific anatomic abnormalities that need to be addressed during surgery. These abnormalities include (1) low brow position; (2) abnormal brow contour, especially temporal droop; (3) redundant eyelid skin and muscle; (4) prolapsing orbital fat; (5) upper eyelid ptosis; (6) lower lid retraction; (7) lower eyelid laxity; and (8) abnormal orbital bony architecture. Midface, lower face, and neck changes should be identified as well. Once these individual factors are identified, their specific relationship to one another needs to be determined (Figure 6-1).



An operation is planned to correct the functional or aesthetic anatomic abnormality identified. Functional operations include browplasty and upper blepharoplasty, and will be discussed in this chapter. A variety of other procedures are available to complete the rejuvenation of the entire face, including lower blepharoplasty, forehead, midface, face, and neck lifts. Additional aesthetic operations including wrinkle reduction using laser resurfacing or chemical peels are available for patients seeking treatment in these areas. We will describe these procedures in the next chapter.


We will cover procedures that make your patient “see better” first. These include functional browplasty and upper blepharoplasty. We will discuss the principles of upper blepharoplasty from a reconstructive point of view. Although this procedure is essentially the same for reconstructive and aesthetic purposes, there may be individual differences, depending upon the patient’s goals. We will point out some of these nuances. Procedures that make your patient “look better” will be covered in the next chapter. As usual, in every operation, you should make an attempt to avoid complications of surgery including asymmetry, dry eye, lower lid retraction, and postoperative hemorrhage.



Anatomic considerations



The eyebrow





Movement of the eyebrow


The normal eyebrow moves independently of the upper lid. Extreme elevation of the eyebrow, as seen with severe upper lid ptosis, causes only slight elevation of the eyelid. The elevator of the eyebrow is the frontalis muscle (Figure 6-3), which extends from the brow over the forehead to merge with the broad fibrous tissue of the galea aponeurotica. Elevation of the frontalis muscle causes the horizontal furrows frequently seen in the forehead. Innervation of the frontalis, like that of other muscles of facial expression, comes from a branch of the facial nerve, the frontal branch. This single nerve provides innervation to the brow on the same side. The approximate position of the frontal nerve can be estimated by drawing a line from the tragus of the ear to 1 cm above the tail of the brow (see Figure 2-27).



Surgery in the path of the frontal branch of the facial nerve should be undertaken with caution to avoid damage to this nerve. Because this single nerve causes elevation of the brow, inadvertent injury to the brow may cause a prolonged paresis or permanent paralysis of the eyebrow.



Temporal brow droop


You will notice that the width of the frontalis muscle stops short of the tail of the brow. Consequently, elevation of the temporal brow often becomes deficient with aging, causing a temporal brow droop (Figure 6-4). As the brow droops, the upper lid skin fold is pushed down, accentuating the upper lid fold, often misinterpreted as redundant skin. Look for this problem in your older patients. It is so common that you may be ignoring it.




The glabellar folds


The protractors, or depressors, of the eyebrow are the orbital orbicularis, the procerus, and the corrugator muscles (Figure 6-5). Contraction of the orbicularis muscle closes the eye and pulls the eyebrow down. The vertical fibers of the procerus muscle at the head of the brow are responsible for the horizontal furrows in the glabella. The C-shaped corrugator muscle pulls the head of the eyebrow medially and downward, causing the vertical glabellar wrinkles. Wrinkles in the area of the glabella are a common cosmetic concern among women. In many cases, these wrinkles may give an anguished or angry look to the face (see Figure 2-16).



The muscles of the eyebrows are among the most important muscles of facial expression. They are strong indicators of mood and feeling. This is best demonstrated by a simple diagram of the familiar happy face (Figure 6-6). A downward slope to the medial aspect of the eyebrows with associated glabellar wrinkles tends to convey anger. A drooping of the temporal brow suggests melancholy. Arched normally contoured eyebrows indicate happiness. Elevation of the arched brow with associated forehead furrows tends to indicate surprise. You may have seen this diagram in other texts. It is a very useful concept.



There are many operations that raise the eyebrows. Compare the extremes—a temporal direct brow lift and a coronal forehead lift—the former lifting the lateral part of the eyebrow and the latter lifting the eyebrows and entire forehead. You will see that the temporal lift uses a short incision placed at the lateral third of the brow hairs. It corrects the temporal sag and helps to clear the field of vision. It does nothing for the medial brow or the glabella. The coronal forehead lift is performed through an incision across the top of the head from “ear to ear.” The entire forehead and eyebrows are raised. In addition, the glabellar folds, forehead furrows, and the redundancy of the eyelid skin under the medial brow are all improved. The overall result of the coronal lift is more aesthetically pleasing. Most forehead lifts are done for the “cosmetic” improvement and are “self-pay” procedures. You can guess that the recovery time and operating time for the two procedures are much different. Despite a long scar in the hairline for a coronal lift, it is less visible than the shorter scar over the eyebrow. However, the top of the head is left with some degree of numbness. You will learn which procedure is the best choice for your patient. I have somewhat arbitrarily divided these procedures as “functional eyebrow lifting procedures” and “cosmetic forehead lifting procedures” and will discuss them in separate chapters.




The upper eyelid



The skin fold, superior sulcus, and skin crease


The upper eyelid consists of three parts:



The skin and muscle between the eyebrow and the lid crease form the upper lid skin fold (see Figure 6-2). To have normal movement of the eyelid, there needs to be some redundancy in the eyelid tissues. This movement is provided by the skin fold. The skin fold is bounded by the eyebrow above and the skin crease below.


The upper lid skin crease is formed by attachments of the levator aponeurosis extending through the orbicularis into the skin. As the levator contracts, the skin crease is pulled upward, accentuating the superior sulcus. The upper lid skin crease is slightly higher in women than in men. A man’s skin crease is usually at 6–8 mm whereas a woman’s skin crease is usually between 8 and 10 mm above the lid margin. As the patient ages, the pretarsal skin sags somewhat, and the upper lid skin crease may change. The natural skin crease position can be estimated in a simple procedure performed before marking for blepharoplasty. Elevate the eyebrow and give the patient a target. As you elevate the target, you will see the upper eyelid skin tuck into place. This is the line of the original skin crease. In general, this position corresponds to the height of the upper eyelid tarsus.


A complex interaction of anatomic factors affects the fullness of the skin fold and the depth of the sulcus. Younger patients tend to have a minimal skin fold. The brow is well supported, and there is little prolapse of orbital fat (key factors for a young skin fold). The levator muscle pulls the pretarsal portion of the lid into the orbit. In children, the skin fold appears to be more a part of the eyebrow than of the eyelid. As the bony forehead develops in children and young adults, the fold lifts and remains tight against the brow, and a superior sulcus develops. With age, the brow descends and orbital fat prolapses, tending to fill in the sulcus and to increase the fullness of the skin fold of the older adult (Figure 6-7). You may want to reread this. It is an important concept if you want to attain any level of sophistication in performing blepharoplasty.



Individual facial proportions and bony features greatly influence the size of the skin fold. Some patients with a high or prominent brow will always have a minimal skin fold with a deep superior sulcus. Other patients with a flat brow have a full skin fold and shallow sulcus even as children. It is important to recognize these anatomic features because browplasty and blepharoplasty will not give the same results for each patient.




The orbital septum


The orbital septum lies directly beneath the orbicularis muscle. It is a fibrous layer arising from the periosteum of the orbital rims. The septum functions as an anatomic boundary of the lids, separating the eyelids from the orbit (Figure 6-8). Although this fibrous tissue is quite tough, it also allows for vertical movement of the eyelid. With aging, weakening of the orbital septum allows fat to prolapse in the eyelid. When no fat prolapse is present, the orbital septum is not opened during upper lid blepharoplasty. When orbital fat prolapse is present, the orbital septum may be opened and fat is excised or repositioned. Fat prolapse is the main indication for blepharoplasty in the lower eyelid. Because the septum is not elastic, it should never be sewn closed as this may contribute to lagophthalmos. With aging, the smooth transition from the lower eyelid to the cheek is lost. Fat prolapse and associated cheek descent transforms the single convex surface of the eyelid and cheek to the so-called “double convexity” that is part of the aging midface. We will learn about this more later.





The lower eyelid



The lower eyelid position and contour


The normal lower eyelid rests at the limbus. The lateral canthus is slightly higher than the medial canthus in most patients. The lowest point of the lower lid is inferior to the lateral limbus (see Figure 6-2).


The position of the lower eyelid is dependent on several factors including:



We saw in our discussion of ectropion (see Chapter 3) that patients with less prominent inferior orbital rims (maxillary hypoplasia or “hemiproptosis”) are more susceptible to lid retraction and ectropion. Another way to evaluate this is to view the patient from the side and draw a line from the cornea to the inferior orbital rim. If the line slopes toward the cheek, the patient is said to have a negative vector (the same as what we have termed hemiproptosis). Shortening of the skin, muscle, or conjunctiva from sun, disease, trauma, or surgery can cause lower lid retraction. You will learn to respect the forces that hold the lower eyelid in position. It does not take much to alter the balance of these forces to cause lower lid retraction, the most common complication of lower lid blepharoplasty.



The lower eyelid skin and muscle


The lower eyelid skin is thin like the upper eyelid skin. Because there is less movement of the lower eyelid than of the upper eyelid, the lower eyelid anterior lamella has less redundancy than the upper lid skin fold provides. Similarly, the less well-developed lower lid retractors do not create the same pull as the levator muscle, making the lower lid skin crease not apparent in most adults.


Briefly, let’s consider the general aging changes of the face:



You have seen this in your patients, but may be unaware of the process. Changes in the connective tissue occur. Loss of strength allows the face to sag, seen as descent of the malar fat pad, deepening of the nasolabial fold, and the creation of cheek jowling. Orbital fat prolapses forward because of a weakened orbital septum. The skin loses elasticity, creating fine wrinkling on the skin surface and the deep dynamic lines in the face that form as a result of the movement of the underlying muscles. The subcutaneous tissue, primarily fat, tends to atrophy. The face can appear as an “empty sac.” The orbit appears hollow with deepening of the superior sulcus, often masked by a brow ptosis.


The parts of the orbicularis muscle in the lower eyelid have the same names as those in the upper eyelid. The orbital portion extends on the cheek. In young patients, there is a smooth transition from the eyelid margin to the cheek. With aging, the lower eyelid preaponeurotic fat prolapses forward, and a convexity to the surface of the lower eyelid is created. The descent of the cheek, once cushioning the inferior orbital rim, causes the orbital rim to be palpable and appear depressed. The smooth transition from the eyelid to the cheek is lost and a “double convexity” (Figure 6-11) is created in profile. Lifting the cheek (midface) in combination with lower eyelid blepharoplasty can restore the youthful smooth profile to the eyelid and cheek. As you become more aware of facial aesthetics, you will notice how the aging process affects all your patients. We will talk more about the anatomy that applies to aesthetic procedures in the next chapter.





History




The patient’s complaint


The most important part of the patient interview is the patient’s complaint. You must have a complete understanding of the patient’s concerns and expectations for the outcome of the operation. Is your patient concerned about the loss of visual field? Or is your patient interested in changing the appearance of the eyes? Both are valid reasons for seeking your help, but each goal may require a different approach to meet your patient’s expectations. At some point during your discussion, you should ask your patient about the primary purpose of the operation, “Do you want to look better, or do you want to see better?”


Even functional goals involve a change in the patient’s appearance. Often it is helpful to have the patient show you the problem in a mirror. Remember, what you see may not be what the patient sees. When you think that you understand the patient’s problem, explain your perception, again using the mirror, to confirm that both you and the patient have the same understanding of the problem. The ultimate success of the blepharoplasty and browplasty has as much to do with understanding the patient’s concerns and goals as it has to do with your surgical technique.


Here is a warning: remember that, even though your patient may be having a blepharoplasty for functional reasons, he or she may anticipate a certain “cosmetic” result. If the main complaint is related to loss of vision, both you and your patient should have a common understanding about what would be a “reasonable” cosmetic outcome related to the proposed operation. This avoids postoperative complaints after functional blepharoplasty such as, “What about this wrinkle here?” or “I thought my eyelids would look more open.” If the patient’s primary concern is the aesthetic outcome, the patient is more likely to be pleased if the procedure is not billed to medical insurance even if there is a visual function component to the problem. When the goal of the operation is to restore visual function, this should be noted in the medical record as part of the documentation of the necessity for surgery.




Physical examination



Questions to be answered


In the physical examination, you will be answering these questions:



Don’t memorize these questions. You are already answering these questions about your patients without knowing it. Many of the problems that we are addressing in this chapter are really not “abnormalities;” rather, they are normal anatomic consequences of aging. For most patients, you will be comparing their current anatomy with what was probably present many years before. We will look at the examination with these thoughts in mind.


Examine each portion of the periorbital anatomy including the eyebrow, the upper lid, and the lower lid. It is a good idea to perform an anterior segment examination to identify any coexisting eye abnormalities, especially factors related to maintaining a healthy precorneal tear film.


During the examination, you will be comparing the patient’s periocular anatomy to the stylized “normal” or “desirable” anatomy for the patient’s gender. As you gain experience, you will be able to visualize the patient’s potential for that “perfect” look or normal function.



Examination of the eyebrow




The supraorbital ridge


Is the supraorbital ridge prominent or flat? Lifting the brow with your finger can give you an estimate of the potential depth of the superior sulcus. A flat supraorbital ridge with relatively prominent eyes does not offer much potential for a deep superior sulcus. Remember, the majority of cosmetic surgery is soft tissue surgery, not bone surgery. A browplasty redrapes the tissues over the skeleton. It is like reupholstering a sofa. If the frame does not have the correct proportions, adding new fabric may not meet the customer’s goal. As you get experience, you will learn to see the potential effect of a browplasty or blepharoplasty on the appearance of a particular patient. You will see an older patient with very ptotic brows and drooping upper lids, but you will also recognize the patient’s handsome or beautiful bone structure, which will make your surgery look good.


The position of the eyebrow must be considered before any decision regarding upper lid blepharoplasty can be made. Aging causes changes throughout the whole face. Removing only skin in the area of the skin fold, blepharoplasty, is generally not the complete answer. It can be the best compromise, however. If the eyebrow is markedly drooped, consideration should be given to a browplasty. Commonly, the temporal aspect of the eyebrow droops the most, and a small temporal direct browplasty can be used to lift the eyelid. When a more complete brow ptosis exists, elevation of the entire brow should be considered. If the patient is interested in removing the forehead and glabellar furrows or “cleaning up” the sagging skin above the medial canthus, the best treatment is one of the cosmetic forehead procedures that provide lift across the entire forehead. Blepharoplasty can be performed on a patient with a drooping brow, but remember that the eyebrow and the eyelid should function independently. You must leave enough skin between the skin crease and the eyebrow, at least 10–15 mm, to allow independent action to occur.



Examination of the upper eyelid


The examination of the upper eyelid in preparation for blepharoplasty is focused on the extra tissues in the skin fold and the position of the eyelid.



Mar 14, 2016 | Posted by in General Surgery | Comments Off on Involutional Periorbital Changes: Dermatochalasis and Brow Ptosis

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