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21. Legal Issues
Keywords
Conflicting patientsClaims for medical malpracticeDuties of doctorsMedical actMalpracticeLack of skillsImprudenceNegligenceDefenses against negligenceInformed consentVicarious liabilityIntroduction
Considerations
With the rapid advancements of today’s world, the number of patients who seek consultations for plastic surgery is growing rapidly. Consequently, the increase in the number of plastic surgery procedures has been followed by a rise in medical malpractice claims.
The laws that regulate medical procedures are based on essential ethical principles that, when applied, overlap with medical ethical principles, as what also occurs with other activities in society.
Under the law, medical malpractice is usually proven by the same set of basic guidelines that are used to identify general negligent behavior but focusing on medical standards of care. Medical staff can only be considered guilty of malpractice if (1) they had a duty of care that they breached, through either action or inaction, (2) the patient suffered injuries, and (3) the infringement of duty was the cause of those injuries. Without each of these four elements being met, there can be no malpractice [2, 3, 9, 17, 21, 24].
The ethical dimension of medical practice has been recognized since the fifth-century BC, when Hippocrates and his disciples formulated several rules of professional behavior known as the Hippocratic Oath. This initial document, together with subsequent codes of conduct, had, and still has, as its main purpose the guidance of doctors’ decisions in each of their acts. Unfortunately, codes of ethics alone are not enough when facing a decision, because they only offer advice. Therefore, the doctor’s legal responsibility appears as justification for compensation for damages, when they occur. However, despite the complex ethical considerations and legal requirements for decision-making, medical providers must always focus primarily on the ethical principle: “first do no harm.” When doctors proceed in this way, the ones who usually benefit most are patients [17].
Specialist Training
Modern postgraduate medical education has placed emphasis on the student and has developed strategies to give better answers to the challenge of training new generations of medical specialists in an environment characterized by constant changes and advances in science. This new pedagogical approach in medical education has determined the need to instill, in trainees, the development of reflective thinking that allows them to be competent in the different components of interactions with patients within an ethics framework. It is necessary that such knowledge be applied and accompanied by other important components of the individual’s behavior, which allows him/her to exercise his/her medical function in a competent way when facing patients who require treatment [1, 2, 4, 5, 22].
Professional competencies for medical doctors are diverse and multidimensional. This set of knowledge, skills, and aptitudes is crucial to them to be able to carry out defined activities linked to a particular profession in an autonomous and flexible manner. The concept implies that the competent physician has the ability to solve problems in real situations that go beyond pure surgical techniques and, thereby, achieve good results. It involves approaching the patients from a systemic viewpoint to analyze their expectations, fears, and risks. It is not acceptable to have physicians without formal residency training [8, 10, 12].
Psychological Considerations
Excellent communication between the patient and physician is a key component for good medical practice. When communication is lacking, conflicts arise that can create a tipping point for future legal complaints. Thus, it is important to focus on the psychological dimension — which includes (1) the patient’s understanding of his/her health condition, (2) the patient’s understanding of the implications of the different treatment alternatives, and (3) the psychological support that the patient will need during the process — when we choose patients eligible for surgeries like breast reconstruction, as such surgeries are closely linked to legal issues [20].
Considering medical malpractice, it is of vital importance to pay special attention to patients who have not obtained their expected outcomes after they have been injected with liquid silicones and are now in need of more complex procedures to treat sequelae. Therefore, the first responsibility for plastic surgery specialists, from an ethical perspective, is to clarify the risks, even at the expense of the patient leaving. An equal balance between the patient’s overexaggerated expectations and his/her current reality will allow for a good course of action and the achievement of good results. Given this scenario, it is key not to be pressured by patients’ anxiety, since it is the specialist who must decide whether or not each patient has access to the treatment. It is better to say “no,” than to have dissatisfaction and possible complaints later. If the treatments requested by the patient are not recommended by the specialist, he or she should not accept requests that sooner or later will end in patient dissatisfaction.
It is important to remember that medicine has not only advanced rapidly in recent times, but it also has questioned its practices in several areas as well. The shadow of medical malpractice is real and latent in every single act of a physician. It is relevant and cannot be denied or ignored due to physicians’ fear or pride.
On many occasions, it is difficult to define what good practice is and how much one could deviate from it or not adhere to that definition for it to be considered wrong. Good medical practice can be defined to include a good decision-making process, medical actions that comply with expert standards, attitudes that satisfy patients’ expectations, compliance with the law, the correct management of resources for the medical act, and the correct disclosure of information to patients.
Plastic surgery for aesthetic purposes, considering its psychosocial connotations, has a higher probability of malpractice claims, if it is not practiced according to lex artis. However, regardless of good technique, the existence of conflicting patients can convert an excellent outcome into a deficient one. Therefore, it is very important to take precautions and detect those patients who might become problematic in the future [6].
Some authors have dealt with the topic, and their writings deserve a detailed analysis.
Renè Girard, a philosopher and writer, provided a phenomenological vision that established a typology called the “desire of the other.” This hypothesis claims that the asserted absolute and natural individualistic autonomy of human desire is a fallacy. Some people do not want or desire something for themselves, but for another person, because of the other’s desires or wants. Thus, a third party appears, on which the value of the desire depends. In this way, a patient goes for a consultation and believes that he or she, through his or her own desire, needs aesthetic treatment with silicone injections into the breasts when, in fact, they may be influenced by the desires of another person. Once the surgery has been performed, dissatisfaction may appear even with excellent results [16].
Many articles have been written, with special reference to conflicting and problematic patients, stressing the importance of psychological considerations. Certain characteristics of patients’ personality, especially pertaining to their ability to adapt to an intervention and, especially, the result, deserve careful study before moving forward with aesthetic surgery (see Chaps. 17 and 18).
According to Giacomantone and Mejía [15], patients with a “normal” reaction to surgery will experience good recovery 96 percent of the time, while someone who has a “paranoid” reaction is ten times more likely to inadequately accept the surgical intervention. Although his statement refers to surgeries in general, it can be inferred that there would be similar outcome associations among patients likely to request treatment for siliconomas, which might require a mastectomy and subsequent reconstruction.
Antognazza [6] believes that many people who desire or “believe to desire” aesthetic treatments suffer from neurosis and a narcissistic personality disorder. Although they may perform successfully, socially, and professionally, they have a precarious sense of identity. This is the result of fragile personality organization, which is based on a psychological system called “beliefs of absolute truths” that cannot be discussed. These are human beings who sustain themselves, despite their low self-esteem, via self-sufficient behaviors and perceptions of personal importance and grandness. Inside, however, they are hypersensitive to frustration and failure.
Faced with this scenario, it is evident that if an outcome does not provide a change in personal relationships, considering the importance of a woman’s breasts as a symbol of her femininity, dissatisfaction will appear. In fact, the technical skills of the doctor are seen as less important than issues like the poor communication and patient-related behaviors.
Professional Responsibility
The following pages provide an overview of the legal side of the practice of medicine. It is a broad overview, meant only to give practitioners a general idea of the legal implications and consequences, because each of the 50 states in the USA is a sovereign entity unto itself and enacts its own statutes and case law. It is advisable, therefore, for medical practitioners to consult competent legal counsel in the jurisdiction in which they practice medicine. It is unreasonable for the medical practitioner to rely solely on the following legal concepts: No warranties, expressed or implied, are given to the reader.
Medical Malpractice
The tort of medical malpractice is usually based upon the general tort of negligence. However, there are other torts that arise out of medical malpractice, such as assault and battery, sexual exploitation, and disclosure of confidential information, among others, which are not addressed in this book.
- 1.
Duty
Duty is an obligation that the healthcare provider has toward an individual, usually a patient. This obligation can be either to act or to refrain from acting in a certain way. It is key that there is a relationship between the healthcare provider and the patient. This relationship can either be expressed or implied. An expressed duty exists when a healthcare provider agrees to treat the patient, even if the provider renders the service at a reduced rate or free. However, there are limits to the element of duty. Duty is usually extinguished when the treatment is completed, when the patient dies or moves away, or when another provider takes over the treatment. It can even occur when the provider no longer wishes to treat the patient, such as when the patient refuses to follow the treatment plan or fails to appear for appointments. A provider who wishes to sever the physician/patient relationship must give the patient reasonable notice and opportunity to seek the services of another provider [13].
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