Update on Staging, Definition, and Chemoprevention of “High-Risk Squamous Cell Carcinoma” in Organ Transplant Recipients


Tx

Primary tumor cannot be assessed

T0

No evidence of primary tumor

Tis

Carcinoma in situ

T1

Tumor ≥2 cm in greatest dimension with <2 high-risk featuresa

T2

Tumor >2 cm in greatest dimension

or

Tumor of any size with ≥2 high-risk featuresa

T3

Tumor with invasion of maxilla, mandible, orbit, or temporal bone

T4

Tumor with invasion of skeleton (axial or appendicular) or perineural invasion of skull base

Nx

Regional lymph nodes cannot be assessed

N0

No regional lymph node metastases

N1

Metastasis in a single ipsilateral lymph node, ≤3 cm in greatest dimension

N2a

Metastasis in a single ipsilateral lymph node, >3 cm but ≤6 cm in greatest dimension

N2b

Metastasis in multiple ipsilateral lymph nodes ≤6 cm in greatest dimension

N2c

Metastasis in bilateral or contralateral lymph nodes, ≤6 cm in greatest dimension

N3

Metastasis in a lymph node, >6 cm in greatest dimension

M0

No distant metastases

M1

Distant metastases


aHigh-risk features for primary tumor (T) staging: >2 mm thickness (Breslow thickness), Clark level ≥IV, perineural invasion, primary site of the ear, primary site of the hair-bearing lip, poorly differentiated or undifferentiated




Table 6.2
Staging for cutaneous squamous cell carcinomas (non-eyelid)







































































Stage

T

N

M

0

Tis

N0

M0

1

T1

N0

M0

2

T2

N0

M0

3

T3

N0

M0

T1

N1

M0

T2

N1

M0

T3

N1

M0

4

T1

N2

M0

T2

N2

M0

T3

N2

M0

Any T

N3

M0

T4

Any N

M0

Any T

Any N

M1



6.1.1 Eyelid Carcinomas


As previously mentioned, the revised AJCC staging separates eyelid carcinomas from other cutaneous squamous cell carcinomas. The TNM classification is used to stage all cell types of eyelid carcinomas, including squamous cell carcinoma. The Tx, T0, and Tis is staged similarly as for non-eyelid skin. The staging differences for eyelid skin becomes a factor for the T1 designation and higher. T1 applies to a tumor that is 5 mm or less in greatest dimension AND does not invade the tarsal plate or eyelid margin. T2a applies to a tumor that is greater than 5 mm but not greater than 10 mm in greatest dimension OR any tumor that invades the tarsal plate or eyelid margin. T2b applies to a tumor that is greater than 10 mm but not greater than 20 mm in greatest dimension OR involves the full thickness eyelid. T3a designation is applied to a tumor that meets any of the following criteria: greater than 20 mm in greatest dimension, OR any tumor that invades adjacent ocular or orbital structures, OR a tumor of any size that demonstrates perineural invasion. T3b designation is applied to a tumor that requires enucleation for complete tumor resection, exenteration, or bone resection. T4 applies to a tumor that is not resectable due to extensive invasion of either ocular, orbital, and craniofacial structures or the brain. The regional lymph node designation of Nx (regional lymph nodes cannot be assessed) is the same as for non-eyelid skin. cN0 applies to no regional lymph node metastasis based upon clinical evaluation or imaging, and pN0 applies to no regional lymph node metastasis based upon lymph node biopsy. N1 applies to regional lymph node metastasis. Distant metastasis criteria are the same for eyelid squamous cell carcinomas as non-eyelid cutaneous squamous cell carcinomas (Table 6.3) [10].


Table 6.3
Staging for eyelid carcinomas (including squamous cell carcinomas)



























































Stage

T

N

M

0

Tis

N0

M0

1A

T1

N0

M0

1B

T2a

N0

M0

1C

T2b

N0

M0

2

T3a

N0

M0

3A

T3b

N0

M0

3B

Any T

N1

M0

3C

T4

Any N

M0

4

Any T

Any N

M1


6.1.2 Application of Updated Staging to Transplant Patients


The revised staging system is more clearly defined than previous staging, including separation of eyelid squamous cell carcinomas from non-eyelid cutaneous squamous cell carcinomas and incorporation of high-risk features. However, there is concern that the current staging system requires additional updates. There have been several proposed revisions to the current staging system with concern that the current criteria defining high-risk cutaneous squamous cell carcinomas are not sufficiently accurate and thus may reduce survival and hinder management of the disease according to risk.

The first validation study of the new AJCC T staging system by using patient outcome data showed that the bulk of poor outcomes (83 % of nodal metastases and 92 % of disease-specific deaths) occurred in AJCC T2 tumors. Investigators at Brigham and Women’s Hospital proposed an alternate T staging system with the aim of better stratifying the stage T2 group into low-risk T2a and high-risk T2b categories. Four risk factors were found to be statistically independent prognostic factors, including poor differentiation, perineural invasion, tumor diameter ≥2 cm, and invasion beyond subcutaneous fat and were thus incorporated in the alternative staging with 0 factors indicating T1; 1 factor indicating T2a; 2–3 factors, T2b; and 4 factors or bone invasion, T3. Stages T2a and T2b significantly differed in incidences of all 4 end points. The high-risk T2b group contained a minority of the patients (19 % of the cohort) but the majority of poor outcomes (72 % nodal metastases and 83 % of disease-specific deaths). Therefore, this proposed staging system may offer improved outcome similarity within stages as well as worsening outcome with increasing stage [11] (Table 6.4).


Table 6.4
Proposed alternative tumor staging system for SCC



























Alternative tumor staging system for cutaneous SCCa

Primary tumor

Criteriab

T0

In situ squamous cell carcinoma

T1

0 risk factors

T2a

1 risk factor

T2b

2–3 risk factors

T3

4 risk factors or bone invasion


aAdapted from Jambusaria-Pahlajani et al. [11]

bRisk factors include tumor diameter of 2 cm or greater, poorly differentiated histological characteristics, perineural invasion, and tumor invasion beyond the subcutaneous fat (excluding bone invasion, which automatically upgrades the tumor to alternative stage T3)

This proposed staging system was further validated in a subsequent study, comparing Brigham and Women’s Hospital (BWH) tumor staging system with the AJCC staging system. The BWH staging system divides AJCC T2 tumors into two separate groups, a large low-risk T2a group and a smaller high-risk T2b group, and collapses AJCC T3/T4 (bone invasion tumors) into a single BWH T3 group, which also includes rare high-risk tumors with all four risk factors but no bone invasion. BWH T2b and T3 together account for a small fraction (5 %) of cutaneous squamous cell carcinomas but a large majority of local recurrences, nodal metastases, and disease-related deaths (47 %, 70 %, and 83 %, respectively). Conversely, BWH T2b and T3 tumors had a 21 % (95 % CI, 14–31 %) and 67 % (95 % CI, 30–90 %) risk of nodal metastases, respectively [12]. Therefore, cumulative incidences of poor outcomes were low for BWH low-stage (T1/T2a) tumors and higher for high-stage (T2b/T3) tumors, thus further validating the earlier study of an alternative staging system.

It has also been suggested that while anatomic location and lack of perineural invasion are good prognostic predictors, the subjectivity of tumor differentiation and the importance of the Clark level are not as well defined. Furthermore the differentiation between low-risk and high-risk cutaneous squamous cell carcinomas is currently defined by the cutoff of 2 mm for the depth of tumor invasion. It has been suggested that this is a poor marker given that a significant number of cutaneous SCCs are thicker than 2 mm. Thus, the current depth cutoff allows for higher sensitivity but decreased specificity in terms of predicting risk [13].

Additionally, although the new AJCC staging system includes several “high-risk” factors, there are several other factors that have been proposed to be included in the staging system. Immunosuppression has been demonstrated to negatively contribute to prognosis and thus has been proposed to be reflected in the staging system. The current TNM criteria exclude clinical risk factors in staging, including immunosuppression [14].

Furthermore, recurrent cutaneous squamous cell carcinomas have been shown to be associated with a higher rate of lymph node metastases. A comparative analysis of lymph node metastasis in recurrent versus primary cutaneous squamous cell carcinomas was 15 % and 2 %, respectively (P < .001) [15]. Cutaneous squamous cell carcinoma recurrence has also been correlated to tumor size, with larger tumors associated with a significantly higher rate of recurrence. Finally, recurrent lesions have been associated with a higher rate of perineural invasion, lymphovascular invasion, and subcutaneous tissue invasion [16]. As tumor recurrence has been demonstrated to be an important risk factor in cutaneous squamous cell carcinoma, it has been proposed that tumor recurrence should be included in the high-risk classification [15].

Other factors that have been proposed as possible prognostic factors in cutaneous squamous cell carcinoma are peritumoral actinic keratoses, various Clark levels, desmoplasia, and Ki67 expression [1, 17]. The true prognostic value of these factors still needs to be further elucidated by additional studies.



6.2 Definition of High-Risk Cutaneous Squamous Cell Carcinoma


High-risk cutaneous SCCs are those tumors associated with a high risk of subclinical metastasis and thus adverse events including local recurrence, nodal metastases, and disease-specific death [13]. As previously mentioned, immunosuppression adversely affects outcomes in transplant patients with SCC, and lack of sufficient prospective data in these patients makes establishing high-risk criteria difficult [13, 14]. Risk factors often occur together, and studies with sufficient subjects to calculate outcomes with multivariate (as opposed to univariate) modeling to control for this coexistence are limited [2]. Proposed “high-risk” factors will be discussed independently, as several consensus guidelines have been published but with differing definitions [18], and criticism that important factors are excluded, or are overly sensitive as to include many low-risk tumors [13]. With no universally accepted standard definition of high-risk features, these are often defined on a study-by-study basis, with some using the terms “high risk” and “very high risk.” [19]. Immunosuppression itself is considered high risk in some guidelines (National Comprehensive Cancer Network, NCCN) but not others (American Joint Committee on Cancer, AJCC). As always, prospective multicenter studies looking into transplant patients in particular are needed to better define “high risk” in an already high-risk population. Clinical and histologic factors are the most studied indicators of high risk, but recent work on molecular factors will likely become relevant with more research.


6.2.1 Immunosuppression After Transplantation


Cutaneous SCC is seen in over one quarter of heart and lung transplant patients within 5 years [20]. Immunosuppression for longer periods is associated with progressively higher incidence of SCC, with 45 % at 11 years and 70 % at 20 years in kidney and heart transplant patients [5]. Mortality, metastases, and recurrences are all increased in transplant patients, with heart transplant recipients most affected and then lung, kidney, and finally liver recipients [13]. In a prospective study, immunosuppression was found to have a hazard ratio of 4.32 for the development of metastases [1], while observation of patients treated for nodal metastases from head and neck cutaneous SCC saw 39 % of immunosuppressed patients experienced local recurrence, versus only 15 % of the immunocompetent patients [21]. Similarly, Martinez et al. observed a 5 % mortality from SCC in transplant patients compared to 1 % in immunocompetent patients [22].

Immunosuppression is included in high-risk criteria in the NCCN guidelines, but not the AJCC, as clinical risk factors are precluded from the staging system, although it recommended that such information be collected and used in data study [18]. Immunosuppression is a major criterion in the high-risk definition proposed by Martorell [13].

Separate from iatrogenic immunosuppression, human immunodeficiency virus (HIV) infection portends worse prognosis, regardless of CD4+ T cell counts, with 5 of 10 HIV patients with high-risk SCC dying within 7 years in a small study [23], suggesting another instance in which immune system alteration affects the course of SCC.


6.2.2 Tumor Diameter


Clinical tumor diameter of 2.0 cm or greater is considered a high-risk feature of cutaneous SCC in the AJCC and NCCN guidelines and supported by many studies [5, 18, 20, 22, 24]. Metastatic rates of these larger SCC were triple those less than 2.0 cm (30 % vs 9 %) [25], while a retrospective cohort with multivariate analysis found a 5.6-fold subhazard ratio (SHR) of local recurrence, 7.0-fold SHR for metastases, and 15.9-fold SHR for disease-specific death [2]. A retrospective cohort evaluation of the AJCC guidelines detected a 4.2 SHR for local recurrence and 3.7 SHR for disease-specific death [11]. Some studies have attempted to identify further size increases with adverse outcomes but are too limited to be included at this time [16, 18].


6.2.3 Tumor Location


The AJCC identifies only the non-glabrous lip and ear as high-risk sites [9, 18], while the NCCN guidelines identify the “mask areas” of the face (central face, eyelids, eyebrows, nose, lips, chin, mandible, ears and periorbital and pre-/postauricular areas) and genitals, hands, and feet as high risk [24]. The external ear and non-glabrous lip have some of the highest incidence of metastases from SCC (20–30 %) [21, 13], although in a multivariate analysis of over 1,800 patients, it was found that while the ear and temple had a hazard ratio of 3.8 for metastases and 6.9 for disease-specific death (lip was not higher than any other head or neck sites), anogenital SCCs had an HR of 4.1 for metastases and 23.7 for disease-specific death [2]. In the high-risk definition proposed by Martorell, lip, anogenital, and external ear are all considered major criteria [13]. A prospective study by Brantsch of 615 patients found only the ear to be associated with increased metastatic risk (hazard ratio 3.61) [1]. Specific to transplant populations, a study of heart and lung transplant recipients did not detect a higher risk for recurrence or metastasis on the lip or ear, though only 41 patients with 225 SCC were included [20].

Additionally, SCCs occurring at sites of previous skin injury – including scars, chronic ulcers, and sites of radiation dermatitis – have increased metastatic risk [13] and are considered high-risk criteria in the NCCN guidelines [24]. Such locations are considered minor criteria in the high-risk definition proposed by Martorell [13].


6.2.4 Tumor Recurrence


Recurrent tumors are associated with worse prognosis, with previously mentioned metastatic rates of 15 % in recurrent SCC and 2 % in primary SCC of the lip in one study [26] and metastatic rates of 32 % and 45 % for recurrent SCC of lip and ear, respectively, in another [25]. Recurrent SCC is thus considered high risk in the NCCN guidelines [24] and minor criteria in the Martonell high-risk definition. Tumor recurrence is not included in the AJCC staging criteria [18].


6.2.5 Depth of Invasion


Both the AJCC and NCCN guidelines consider tumors with thickness of 2 mm or more, or depth of invasion to the reticular dermis/Clark level IV, as high-risk tumors [18, 24]. Many studies have shown that both are important prognostically in SCC [1, 17, 18, 25, 27, 28]. In one study, 325 lip SCCs less than 2 mm in thickness did not have a single metastasis, while those of 6 mm or more had a metastatic rate of 16 %. In the middle group, of 2.1–5.9 mm tumor thickness, 4 % had metastases [1]. Invasion of subcutaneous fat was associated with 4.1 % metastatic rate, while invasion of deeper tissues (muscle, bone) was 12.5 % [29]. Similarly, multivariate analysis of over 1,832 tumors found that depth of invasion beyond subcutaneous fat had a SHR of 7.2 for local recurrence compared to invasion of only the dermis or subcutaneous fat and SHR of disease-specific death of 13.0 [2]. A confirmatory retrospective application of AJCC staging guidelines found an identical SHR for depth of invasion beyond fat [11]; however, analysis of the 2 mm depth/ Clark level IV was not done. Clearly, invasion beyond the cuticular structures creates a high-risk tumor, and recent studies tend to use extension beyond fat, rather than Clark level IV or 2 mm depth, as the significant depth [2, 11, 19, 20]. Others suggest using 4 mm as a less sensitive, but more specific indicator of high risk [13]. Unfortunately, analysis of AJCC staging guidelines in heart and lung transplant patients with SCC did not include any tumors with invasion beyond the dermis, and which high-risk factors were used to meet staging criteria were not mentioned, so application of these important high-risk factors in the ideal patient population was not performed [20].


6.2.6 Tumor Differentiation and Histologic Subtype


The AJCC guidelines include poorly differentiated tumors as high risk [9], while the NCCN guidelines include moderately and poorly differentiated SCC. Although well-differentiated SCC can still cause advanced disease, poorly differentiated SCC had a 2.9-fold risk of death compared to well-differentiated SCC [30]. Two studies found consistent rates of metastasis of 4–5 % for well-differentiated tumors but 17–44 % for poorly differentiated tumors [25, 30]. In the largest retrospective multivariate study, moderately differentiated SCCs were grouped with the well-differentiated tumors (as in the AJCC classification), thus isolating the poorly differentiated SCC for comparison, which had SHRs of 3.3, 6.1, and 6.7 for recurrence, nodal metastasis, and disease-specific death, respectively [2].

Several histologic subtypes of SCC (adenoid, acantholytic, adenosquamous with mucin production, and desmoplastic) are also included in the NCCN high-risk category [24], as well as a revised high-risk classification proposed by Martorell et al. [13]. A large prospective study of 615 patients found desmoplasia associated with a risk of local recurrence of 16 times those of non-desmoplastic histology [1].


6.2.7 Perineural Invasion


Perineural invasion, whether macro- or microscopic, was seen in 5.9 % of SCC undergoing Mohs micrographic surgery in one study [31], but estimates range from 5 to 10 % [13]. In SCC of the face, perineural invasion is associated with increased local (35 % vs 15 %, p < 0.005) and distant metastasis (15 % vs 3.3 %, P < 0.005) and reduced survival [13, 32]. It is typically found in association with other high-risk factors, including larger tumors, poor differentiation (see above), recurrences, and location on the face [33]. In one study, the thickness of the nerves involved was seen as important. Tumors involving nerves less than 0.1 mm in diameter had 0 % disease-specific death versus 32 % in tumors involving nerves greater than 0.1 mm (P = 0.003) [34]. In another retrospective cohort of 114 tumors with perineural invasion, only one local recurrence occurred with perineural invasion of small (<0.1 mm diameter) nerves in the absence of other risk factors. Larger involved nerves were more likely to be associated with other high-risk factors and adverse events [35]. However, nerve diameter is not currently considered in any guidelines [9, 24]. Clinical neurologic symptoms indicative of perineural invasion (tingling, pain, formication) are considered a high-risk factor in NCCN guidelines, irrespective of histologic or radiologic evidence of invasion [24].


6.2.8 Vascular Involvement


The NCCN guidelines consider vascular involvement a high-risk factor [24], while the AJCC guidelines do not. One study found vascular invasion to have an odds ratio of metastasis of 7.54 in multivariate analysis [36], and though its acceptance has been challenged [30], lymphovascular invasion has been included as minor criteria in a recent definition of high-risk SCC [13].


6.2.9 Molecular Markers


Although most cases of metastatic SCC have at least one high-risk feature, 20–30 % do not, indicating unknown risk factors exist, and molecular changes may be responsible [13]. Recent research has emerged showing strong D2-40 staining of podoplanin, a protein important in cell migration, motility, and associated with lymphatic invasion, may be a significant predictor of lymphatic metastasis, having a 6.1 odds ratio compared to low-intensity expression of D2-40 [37]. Epidermal growth factor receptor overexpression [38], p16 expression, and CKS1B gene amplification may prove useful to predicting tumor behavior and deepen our understanding of that behavior as well [13].


6.3 Chemoprevention


According to the American Cancer Society, many of the millions of skin cancers diagnosed annually are preventable [39]. In immunosuppressed OTRs, reducing morbidity from increased tumor burden and mortality from high-risk squamous cell carcinomas can be challenging. The basic idea of chemoprevention hinges upon the stepwise progression of carcinogenesis and the understanding that there are many steps between sun exposure and the development of a skin cancer [6, 4042]. Chemoprevention differs from standard preventative strategies. Standard prevention is always necessary, especially in OTRs, and it includes various sun protection behaviors, clothing, sunscreen, and education [43]. Conversely, chemoprevention is defined as the use of natural, synthetic, or biologic agents to reverse, suppress, or prevent the stepwise carcinogenic progression [7, 42, 44]. Chemopreventive agents should be both effective and safe, causing minimal toxicity to normal cells [6, 44]. Chemoprevention is indicated in patients who are at a high risk for the development of many skin cancers or metastases; thus, OTRs automatically fit this indication [45]. Although the risk of cutaneous carcinoma development varies based on the type of organ transplant, OTRs remain the major target for chemoprevention [44, 46, 47]. When determining if a patient should be placed on a chemopreventive agent, several factors may be considered: the age of the individual at transplantation, prior history of sun exposure and skin cancers, the number of new skin cancers the patient is developing per year, the level of immunosuppression, and the patient’s skin phototype [4850].

Apr 7, 2016 | Posted by in Dermatology | Comments Off on Update on Staging, Definition, and Chemoprevention of “High-Risk Squamous Cell Carcinoma” in Organ Transplant Recipients

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