Specific
“I will eat 1,200 cal per day” as opposed to “I will eat fewer calories”
Measurable
“I will walk for 15 min on 5 days this week” as opposed to “I will walk more this week”
Attainable
A weight loss goal of 5 lbs in 5 weeks, as opposed to 5 lbs in 5 days
Realistic
“I will eat ice cream no more than twice per month” as opposed to “I will never eat ice cream again”
Time sensitive
“I will walk the dog when I wake up on Monday, Wednesday, and Friday,” as opposed to “I will take the dog for a walk this week”
Problem Solving
Problem solving is a process through which individuals can address barriers to change. Individuals are taught to use a systematic process for solving problems that includes describing the problem in detail, brainstorming potential solutions, making an action plan, and evaluating the effectiveness of the chosen strategy. This process can be repeated as many times as is necessary to successfully address a specific barrier. A key point of emphasis is teaching individuals how to analyze chains of behavior and identify multiple potential points of intervention within these chains. For example, an individual might skip lunch, receive some criticism from their boss, feel stressed and upset, come home tired and hungry, go right to the kitchen, see cookies on the counter, and finally eat a lot of cookies. Table 13.2 shows several links in this behavioral chain and possible problem-solving solutions at each point in the chain.
Table 13.2
Problem solving ways to interrupt a behavioral chain
Behavioral links
|
Problem-solving options
|
---|---|
Sarah didn’t eat lunch
|
Pack a quick bag lunch before leaving for work
|
Her boss was critical
|
Talk to her boss, take a break
|
She felt stressed
|
Get support from a coworker
|
She came home tired and upset
|
Go for a walk to improve energy and mood
|
She went right to the kitchen
|
Plan something to do for night when you get home
|
She saw cookies on the counter
|
Don’t buy cookies/keep them out of sight
|
She ate the cookies
|
Have prepared healthy snacks available
|
Stimulus Control
Environmental factors, such as plate size and shape, food packaging, socializing, and distraction play a role in overeating [17]. Thus, a key strategy to promote weight loss is creating an environment more conducive to healthy eating and physical activity. Stimulus control principles are used to reduce cues for unhealthy eating and sedentary behavior and increase cues for healthy eating and activity. For example, placing equipment for physical activity (e.g., walking shoes or exercise equipment) in a prominent place in the house can help remind individuals to become more active during the day. Reducing exposure to tempting foods, by removing them from the house or putting them on a difficult to reach shelf, should reduce the consumption of those foods. Washing and preparing fresh fruits and vegetables can lead to healthier snacking choices. Although individuals do not have complete control over their environments, they can often enact meaningful environmental change at home and work.
Strategies for Addressing Cognitive and Emotional Barriers
Cognitive and Emotional Change Strategies
According to the cognitive behavior model, thoughts and feelings can be triggers for maladaptive behavior (e.g., excessive eating, sedentary behavior). For example, an individual may have the thought “I’ll never lose the weight” and then stop exercising and monitoring their food intake. The process of cognitive restructuring involves identifying maladaptive thoughts, labeling these thoughts, and replacing them with a more rational thought. For example the thought “I’ll never get the weight off” can be replaced with the thought that “I may have had a difficult week, but I can recover from this slip.” Another strategy would be to challenge the thought, for example by stating “There are times when I’ve lost weight and I’ve already lost 15 lb in this program.” Other techniques include thought-stopping (breaking a negative thinking chain) and distraction (focusing on something else, for example a to-do list).
Emotional change techniques focus on reducing a problematic emotion, such as stress. Individuals can be taught systematic relaxation skills in which they learn how to progressively relax their muscles, one muscle group at a time. Self-soothing is taught as a way to change mood by engaging in non-eating pleasurable events (e.g., taking a bath or a walk). Another strategy is seeking social support from friends or family members. These techniques have been a part of evidenced-based behavioral weight loss treatment packages for years; however they have never been systematically evaluated as components.
Mindfulness and Acceptance Strategies
Excessive attempts to change thoughts and feelings can lead to maladaptive behavior [4]. Mindfulness and acceptance strategies are an alternative to cognitive and emotional change. Mindfulness techniques teach individuals to notice their thoughts as simply thoughts by training the ability to watch the process of thinking. For example, one might imagine their thoughts as leaves on a stream and envision them floating by. Mindfulness allows individuals to experience a distance between themselves and their thoughts, allowing for more behavioral flexibility (i.e., thoughts no longer need to be responded to/fought with because they are seen as just thoughts).
Acceptance strategies teach individuals how to behave consistently with their values and goals even when unwanted emotions are present. Behavioral repertoires tend to narrow in the presence of difficult emotions. For example, when individuals experience stress, they may stop doing things that matter but take effort, like monitoring calories, exercising, engaging social relationships, and instead engage in a narrow set of behaviors, such as eating and isolation, in an attempt to feel better. The goal of acceptance work is repertoire expansion. The main technique is exposure, though not for the purpose of emotion reduction, but rather to practice sitting with discomfort and also practice making positive behavioral choices in the presence of discomfort. For example, individuals may be taught in session how to notice and experience deprivation by mindfully focusing on different aspects of the emotional experience without pushing it away. Later they are asked to practice this in their natural environment in the presence of tempting foods. An additional acceptance strategy is orienting to the cost of avoidance. For example, if an individual uses food as a way to reduce stress in the short-term, they are encouraged to note the long-term costs of being unwilling to experience stress over the long-term (e.g., weight gain, disease, low energy). Recent studies have shown the potential for adding these techniques to behavioral weight loss interventions [9, 18].
Motivational Interviewing
Motivational Interviewing (MI) is a therapeutic approach that focuses on helping individuals work through ambivalence about behavior change. In a MI approach there is generally no direct attempt to confront irrational or maladaptive beliefs, address denial, or to convince or persuade [19]. Instead, the goal is to help clients think about and express their own reasons for and against change and how their current behavior or health status affects their ability to achieve their own values and goals. MI interventionists use reflective listening skills and positive affirmations to help motivate individuals to change their behavior without telling them what to do. Other core MI techniques include allowing the client to interpret information, rolling with resistance, building discrepancy (between statements made by the individual, their behavior, and their core values), and eliciting self-motivational statements [19].
In a standard behavioral approach, interventionists provide education and goals. Individuals may be told about the risks of being overweight and the benefits of weight loss, given specific calorie intake and exercise targets, and instructed to self-monitor their behavior. In contrast, a MI approach would first elicit the person’s understanding and information needs, then provide this in a more neutral manner, followed by allowing space for the individual to express what this means for them, with a question like, “How do you make sense of all this?” MI assumes that individuals are more likely to make behavior changes that they identify and commit to, as opposed to being told what to do. A number of studies have shown that MI can produce improvements in diet and physical activity (e.g., [20, 21]).
Outcomes Achieved in Current Behavioral Programs
The strategies described above are utilized in combination in standard behavioral weight loss programs to help participants change their eating and exercise behaviors. The efficacy of these standard programs has been evaluated in a wide variety of trials. Most of these behavioral weight loss studies are conducted in a single clinical site, with approximately 100–200 participants who are followed for up to 2 years. Reviewing these studies, Wing [22] showed (Fig. 13.1) that these studies typically produce initial weight losses of approximately 10 kg, with maintenance of an 8 kg weight loss at 1–2 year follow-up. These studies have carefully evaluated many of the specific strategies used in behavioral treatment, and have included randomized trials comparing different approaches to changing dietary intake [23], physical activity [24, 25], and motivation [26, 27].
Fig. 13.1
Weight loss outcome in behavioral treatments from 1990 to 2000. Reprinted from Wing, R.R., Behavioral approaches to the treatment of obesity, in Handbook of Obesity: Clinical Applications, G. Bray and C. Bouchard, Editors. 2008, Informa Health Care USA, Inc.: New York
Using the findings from these trials, there have been several multi-center studies in which a standard behavioral weight loss intervention was used in all clinical sites and the health impact of the intervention was evaluated. These studies are described in detail below as they provide an excellent way to showcase the format, content, and results of current behavioral approaches.
The Diabetes Prevention Program (DPP)
The goal of DPP was to determine if an intensive lifestyle intervention could reduce the risk of developing diabetes in individuals with impaired glucose tolerance (IGT). A total of 3,000 overweight/obese individuals with IGT were recruited at 27 clinical sites and randomly assigned to receive the lifestyle intervention, metformin (a medication used to treat diabetes) or placebo. The lifestyle intervention was developed centrally and all counselors, who were typically master’s level nutritionists, received training in the administration of the intervention. The intervention was conducted individually and involved a 16-session core curriculum delivered over 16–24 weeks, followed by ongoing group and individual contact. The goal was to help participants achieve and maintain at least a 7 % weight loss. To achieve this, changes in both diet and activity were stressed. The dietary intervention focused primarily on decreasing fat intake and participants were assigned both a fat gram goal and a calorie intake goal. Physical activity was gradually increased to a goal of 150 min/week of moderate intensity activity such as brisk walking. Participants recorded their intake and exercise daily throughout the core curriculum, and were encouraged to record as needed during maintenance. The lessons used in DPP are available on the DPP website (http://www.bsc.gwu.edu/dpp/lifestyle/dpp_part.html) and focus on the key behavior change strategies, such as stimulus control, changing cognitions, and problem solving.
Participants who received the behavioral intervention achieved an average of 6.9 ± 4.5 % (6.5 ± 4.7 kg) weight loss at the end of the 16 session core curriculum and maintained a weight loss of 4.9 ± 7.4 % (4.5 ± 7.6 kg) at 3.2 year follow-up. Fifty percent of participants achieved the 7 % weight loss goal initially and 38 % at final follow-up [28]. The study was stopped at that time because these weight losses, although modest, were effective in reducing the risk of developing diabetes by 58 % relative to placebo [29]. The lifestyle intervention was also twice as effective as metformin. A follow-up of the DPP, conducted after year 10, showed that although the weight losses in the intensive lifestyle intervention no longer differed significantly from placebo or metformin, the impact on development of diabetes remained highly significant [30].
Based on the success of DPP, another larger trial was launched to examine the long-term health effects of intensive lifestyle intervention in individuals who were overweight or obese and had already developed type 2 diabetes. In this study, called Look AHEAD, 5,145 individuals were recruited at 16 centers and randomly assigned to intensive lifestyle intervention (ILI) or a control group, referred to as Diabetes Support and Education (DSE). The design [31], rationale for the specific components of the lifestyle intervention [32] and the initial and longer term results have been published previously [33–35]. In brief, the lifestyle intervention in Look AHEAD was implemented primarily in groups, with 3 group meetings and 1 individual session during each of the first 6 months, and 2 group meetings and 1 individual session for months 7–12. Subsequently the frequency of contact was decreased, but an effort was made to have contact with each participant at least monthly for years 1–4 and every 3 months in later years.
The intervention was very similar to DPP, with the following modifications [32]. Participants were encouraged to lose 10 % of their body weight and then maintain this. The dietary intervention focused more on reducing caloric intake, since lowering total calories is recognized as more important for weight loss than is the macronutrient composition of the diet. To help participants achieve this caloric reduction, meal plans and meal replacement products were provided to participants for use initially for two meals per day and later for one meal per day. The physical activity goal was increased to 175 min per week based on recent evidence that higher levels of physical activity were important for weight loss maintenance [36]. The lessons used in Look AHEAD are available on the Look AHEAD website (http://www.lookaheadtrial.org/).
On average, participants in the ILI group lost 8.7 % at 1 year, compared to 0.7 % in DSE. Although the ILI group had a gradual weight regain between years 2 and 4, their weight then plateaued and they maintained weight losses of 6.0 % (vs 3.5 %in DSE) at a median of 9.6 year follow-up (Fig. 13.2). These outcomes were better than seen in DSE at each time point.
Fig. 13.2
Changes in weight during 10-year follow-up in the Look AHEAD Trial. From Wing, R.R., et al. Cardiovascular effects of intensive lifestyle intervention in type 2 diabetes. N Engl J Med, 369(2): pp. 145–54. Copyright © (2013) Massachusetts Medical Society. Reprinted with permission
The weight losses achieved in Look AHEAD had important health benefits. The ILI group had greater improvements in glycemic control, while requiring less use of insulin, and better improvements in systolic blood pressure with less hypertensive medications. HDL cholesterol improved more in ILI than DSE, but the DSE group had lower levels of LDL-C during the study, due to their greater use of statins. Despite these positive effects on cardiovascular risk factors, the ILI did not reduce the risk of cardiovascular morbidity and mortality. However, it did lead to a large number of other health benefits. Patients in ILI had greater improvements in sleep apnea [37], urinary incontinence [38], and sexual dysfunction [39], reported less depressive symptoms [40] and better physical quality of life [41], and maintained better physical function over time [42].
Variability in Outcome and Demographic and Behavioral Predictors of Success
Although the average weight losses in behavioral weight loss programs are quite good, the outcome for any individual patient is extremely variable; some participants lose little or no weight whereas others are very successful. This has led to efforts to identify predictors of treatment outcomes. Ideally, those would be characteristics that could be assessed easily at baseline and indicate who should be enrolled. Unfortunately there are no baseline variables that have such predictive value [43].
Several variables have been identified that relate to group differences in outcomes, but none are strong enough to determine which individuals will be most successful. For example, older individuals typically do better in behavioral weight loss programs than younger ones [28, 44]. This was noted in both DPP and Look AHEAD. Moreover, older individuals have been shown to attend more treatment sessions and adhere better to both the diet and physical activity recommendations [44]. In contrast, young adults have been shown to drop out of treatment more frequently and to achieve poorer outcomes [45]. However, not all older individuals will be successful and vice versa.
Behavioral weight loss programs have also reported ethnic differences in outcomes; initially, African Americans lose less weight than whites in these trials [46], but when followed long-term, there are no differences in outcomes by ethnicity [44].
Although behavioral programs are often recommended for those who are moderately obese, more intensive approaches, involving pharmacotherapy or surgery, are suggested for heavier patients. However, severely obese patients actually do quite well in behavioral programs. Using data from Look AHEAD [47], Unick and colleagues reported that severely obese participants in the lifestyle intervention group lost as much or more weight than others who were less overweight and had similar changes in CVD risk factors through 4 years.
Psychological factors at baseline, for example depression, binge eating, and emotional eating have been inconsistent predictors of outcome. In the largest study to address this, Look AHEAD found no effect of Beck Depression Scores on weight loss or maintenance, but the mean levels of BDI scores in this trial was quite low [40